What onboarding information is required for a Publicly Traded Company?

What's a publicly traded company?

Publicly traded companies are entities with distributed ownership among public shareholders through publicly traded stock shares.

Checklist

1. What's a publicly traded company?
2. Publicly traded companies are entities with distributed ownership among public shareholders through publicly traded stock shares.
3. Who are the key persons for a publicly traded company?
4. Authorized users: Persons who have access to and can operate your institution’s OKX account.
5. What'll a publicly traded company need to consider for the onboarding process?

Notes

Who are the key persons for a publicly traded company?

Corporate officers: Persons with significant responsibility to control, manage, or direct the publicly traded company including executive officers or senior managers (for example, CEO, CFO, COO, Managing Member, General Partner, President, Vice President, or Treasurer), or any other persons who regularly perform similar functions.

Directors: Persons elected or appointed to serve on the board of directors of the publicly traded company. These persons govern and oversee the publicly traded company, and are responsible for its high-level strategy, operations, and accountability.

Ultimate beneficial owners: Persons who ultimately own and/or who exercise ultimate control over the publicly traded company. “Ultimately owns” and “ultimate effective control” refer to situations in which ownership/control is exercised through a chain of ownership or by means of control other than direct control. For a publicly traded company, this also includes persons having significant control over the company’s voting rights.

Details follow the official OKX help article; this page is a learning checklist, not an official mirror.